SEC Form 4 · accession 0001209191-18-023777

COMMVAULT SYSTEMS INC · CVLT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President & COO · Director

Period of report

Apr 3, 2018

Accepted (ET)

Apr 4, 2018 · 5:08 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001169561

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Apr 3, 2018	M	67,998	$11.12	A	561,599	D
Common Stock^F1,F2	Apr 3, 2018	S	67,500	$65.01	D	494,099	D
Common Stock^F1	Apr 3, 2018	S	498	$66.00	D	493,601	D
Common Stock^F1	Apr 4, 2018	M	67,002	$11.12	A	560,603	D
Common Stock^F1	Apr 4, 2018	S	67,002	$66.00	D	493,601	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options to Purchase Common Stock^F1,F3	$11.12	Apr 3, 2018	M	67,998	D	—	Dec 12, 2018	Common Stock	67,998	67,002	D
Options to Purchase Common Stock^F1,F3	$11.12	Apr 4, 2018	M	67,002	D	—	Dec 12, 2018	Common Stock	67,002	0	D

F1All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 and $65.05 inclusive.
F3The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.