SEC Form 4 · accession 0001209191-18-016695

COMMVAULT SYSTEMS INC · CVLT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 1, 2018

Accepted (ET)

Mar 5, 2018 · 5:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001169561

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 1, 2018	M	7,500	$13.81	A	62,339	D
Common Stock^F1,F2	Mar 1, 2018	S	3,962	$49.39	D	58,377	D
Common Stock^F1,F3	Mar 1, 2018	S	2,850	$51.25	D	55,527	D
Common Stock^F1,F4	Mar 1, 2018	S	688	$51.81	D	54,839	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options to Purchase Common Stock^F1,F5	$13.81	Mar 1, 2018	M	7,500	D	—	Mar 14, 2018	Common Stock	7,500	0	D

F1All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.95 to $49.90 inclusive.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.70 to $51.70 inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.75 to $51.90 inclusive.
F5The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.