SEC Form 4 · accession 0001209191-17-061216
COMMVAULT SYSTEMS INC · CVLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Carolan
Officer — VP Finance and CFO
Period of report
Nov 13, 2017
Accepted (ET)
Nov 16, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2017 | A | 951 | $0.00 | A | 85,965 | D | |
| Common StockF2,F3 | Nov 13, 2017 | F | 1,179 | $53.05 | D | 84,786 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent vesting of previously granted performance share units.
- F2This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $53.35 inclusive.