SEC Form 4 · accession 0001209191-17-049168
COMMVAULT SYSTEMS INC · CVLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Carolan
Officer — VP Finance and CFO
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2017 | A | 42 | $43.48 | A | 74,513 | D | |
| Common StockF2 | Aug 14, 2017 | S | 9,174 | $59.80 | D | 65,339 | D | |
| Common StockF3,F2 | Aug 15, 2017 | F | 1,161 | $59.35 | D | 64,178 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired under the Commvault Employee Stock Purchase Plan on Aug. 14, 2017.
- F2Represents average sale price.
- F3This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.