SEC Form 4 · accession 0001209191-16-146066
COMMVAULT SYSTEMS INC · CVLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Al Bunte
Officer — Executive Vice President & COO · Director
Period of report
Sep 27, 2016
Accepted (ET)
Oct 17, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 13, 2016 | F | 608 | $53.08 | D | 486,481 | D | |
| Common StockF3 | holding | — | — | — | 55,475 | I | By GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.
- F2Represents average sale price.
- F3These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on 9/27/16.