SEC Form 5 · accession 0001140361-15-015187
REGAL ENTERTAINMENT GROUP · RGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nestor R Weigand Jr.
Director
Period of report
Dec 26, 2013
Accepted (ET)
Apr 13, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168696
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | Mar 15, 2013 | P | 203 | $15.87 | A | 54,790 | D | |
| CLASS A COMMON STOCK | Apr 8, 2013 | G | 1,480 | $0.00 | D | 54,790 | D | |
| CLASS A COMMON STOCK | May 8, 2013 | G | 1,000 | $0.00 | D | 54,790 | D | |
| CLASS A COMMON STOCK | Jun 10, 2013 | S | 3,000 | $18.05 | D | 54,790 | D | |
| CLASS A COMMON STOCK | Jun 14, 2013 | P | 154 | $17.82 | A | 54,790 | D | |
| CLASS A COMMON STOCK | Aug 15, 2013 | G | 1,000 | $0.00 | D | 54,790 | D | |
| CLASS A COMMON STOCK | Sep 17, 2013 | P | 103 | $18.63 | A | 54,790 | D | |
| CLASS A COMMON STOCK | Oct 18, 2013 | S | 2,000 | $18.97 | D | 54,790 | D | |
| CLASS A COMMON STOCK | Oct 29, 2013 | G | 1,000 | $0.00 | D | 54,790 | D | |
| CLASS A COMMON STOCK | Nov 20, 2013 | S | 3,000 | $19.56 | D | 54,790 | D | |
| CLASS A COMMON STOCK | Nov 22, 2013 | G | 500 | $0.00 | D | 54,790 | D | |
| CLASS A COMMON STOCK | Dec 13, 2013 | P | 246 | $19.45 | A | 54,790 | D | |
| CLASS A COMMON STOCK | Dec 17, 2013 | G | 1,000 | $0.00 | D | 54,790 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person's sale of RGC Class A common stock was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the purchases made on December 14, 2012, December 28, 2012 and March 15, 2013. The sale was not matched with the purchase made on June 14, 2013 because that purchase was matched with the sale made November 20, 2013. The Reporting Person paid $5,598.97 to RGC on April 8, 2015, representing the full amount of profit realized in connection with the short-swing transaction.
- F2The Reporting Person's sale of RGC Class A common stock was not matched with purchases made on June 14, 2013 and September 17, 2013 because those purchases were matched with the sale made November 20, 2013.
- F3The Reporting Person's sale of RGC Class A common stock was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the purchases made on June 14, 2013, September 17, 2013, December 13, 2013 and March 14, 2014. The Reporting Person paid $424.72 to RGC on April 8, 2015, representing the full amount of profit realized in connection with the short-swing transaction.