SEC Form 5 · accession 0001140361-15-015180
REGAL ENTERTAINMENT GROUP · RGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nestor R Weigand Jr.
Director
Period of report
Dec 27, 2012
Accepted (ET)
Apr 13, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168696
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | Mar 19, 2012 | P | 272 | $13.96 | A | 60,312 | D | |
| CLASS A COMMON STOCK | May 29, 2012 | G | 1,000 | $0.00 | D | 60,312 | D | |
| CLASS A COMMON STOCK | Jun 19, 2012 | P | 277 | $13.12 | A | 60,312 | D | |
| CLASS A COMMON STOCK | Sep 18, 2012 | P | 264 | $14.01 | A | 60,312 | D | |
| CLASS A COMMON STOCK | Nov 27, 2012 | G | 1,650 | $0.00 | D | 60,312 | D | |
| CLASS A COMMON STOCK | Nov 30, 2012 | S | 2,000 | $15.42 | D | 60,312 | D | |
| CLASS A COMMON STOCK | Dec 7, 2012 | G | 150 | $0.00 | D | 60,312 | D | |
| CLASS A COMMON STOCK | Dec 14, 2012 | P | 217 | $13.76 | A | 60,312 | D | |
| CLASS A COMMON STOCK | Dec 28, 2012 | P | 1,016 | $13.89 | A | 60,312 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person's sale of RGC Class A Common Stock was matchable under Section 16(b) of the Securities Exchange Act of 1934, with the purchases made on June 19, 2012 and September 19, 2012. The sale was not matched with the purchases made on December 14, 2012 and December 28, 2012 because those purchases were matched with a subsequent sale on June 10, 2013. The Reporting Person paid $1,010.26 to RGC on April 8, 2015, representing the full amount of profit realized in connection with the short-swing transaction.