SEC Form 4 · accession 0001123292-16-002823
REGAL ENTERTAINMENT GROUP · RGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee M Thomas
Director
Period of report
Oct 7, 2016
Accepted (ET)
Oct 11, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168696
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 7, 2016 | G | 46,585 | $0.00 | D | 33,188 | I | by the Lee M. Thomas Living Trust |
| Class A Common StockF2 | holding | — | — | — | 46,585 | I | by The Thomas Family Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares previously owned by reporting person and transferred to the Lee M. Thomas Living Trust (the "Trust"), through which Mr. Thomas retains a pecuniary interest and dispositive and voting power with respect to the shares.
- F2Represents the transfer of shares from the Trust to The Thomas Family Foundation, a charitable foundation (the "Foundation") which is currently the direct beneficial owner of the shares. The reporting person may be deemed to have an indirect pecuniary and voting interest in the shares.