SEC Form 5 · accession 0001123292-16-001968
REGAL ENTERTAINMENT GROUP · RGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Tyrrell
Director
Period of report
Dec 31, 2016
Accepted (ET)
Mar 10, 2016 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168696
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 3, 2016 | G | 5,241 | $0.00 | D | 6,201 | D | |
| Class A Common StockF2 | Mar 3, 2016 | A | 5,241 | $0.00 | A | 26,888 | I | by the Jack Tyrrell Revocable Trust |
| Class A Common StockF3 | holding | — | — | — | 100,000 | I | by JRS Partners GP | |
| Class A Common StockF4 | holding | — | — | — | 136,684 | I | by the Sandra F. Tyrrell Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Following vesting of the restricted shares received 1/28/15, reporting person gifted the shares to the Jack Tyrrell Revocable Trust.
- F2The Jack Tyrrell Revocable Trust (the "Trust") is the direct beneficial owner of the shares. The reporting person is the trustee of the Trust and may be deemed to have an indirect pecuniary interest in the shares owned by the Trust. The reporting person disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or any other purpose.
- F3JRS Partners GP ("JRS Partners") is the direct beneficial owner of 100,000 shares. The reporting person is a general partner of JRS Partners and may be deemed to have an indirect pecuniary interest in the Regal Entertainment Group Class A Common Stock (the "Shares") owned by JRS Partners. The reporting person disclaims beneficial ownership of the Shares held by JRS Partners except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- F4The Sandra F. Tyrrell Revocable Trust (the "Trust") is the direct beneficial owner of 136,684 shares. The reporting person is the spouse of the trustee of the Trust and may be deemed to have an indirect pecuniary interest in the shares owned by the Trust. The reporting person disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.