SEC Form 4 · accession 0001437749-19-004650
PLUMAS BANCORP · PLBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kerry Dale Wilson
Officer — EVP and CCO
Period of report
Feb 28, 2019
Accepted (ET)
Mar 12, 2019 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | M | 2,400 | $6.32 | A | 30,137 | D | |
| Common StockF1 | Feb 28, 2019 | M | 4,800 | $8.75 | A | 34,937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy common stockF2 | $6.32 | Feb 28, 2019 | M | 2,400 | A | — | Apr 27, 2022 | Common Stock | 2,400 | 0 | D |
| Option to buy common stockF3 | $8.75 | Feb 28, 2019 | M | 4,800 | A | — | Feb 17, 2024 | Common stock | 4,800 | 2,400 | D |
Explanation of responses
- F1Includes 3,940 shares in 401k Plan; an increase of 287 shares since last Form 4 filing.
- F2Exercisable in four (4) equal annual installments beginning April 28, 2015
- F3Stock options will vest in four equal annual installments beginning on February 17, 2017.