SEC Form 4 · accession 0001437749-18-007130
PLUMAS BANCORP · PLBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Flournoy
Director
Period of report
Apr 17, 2018
Accepted (ET)
Apr 18, 2018 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2018 | M | 800 | $2.95 | A | 52,231 | D | |
| Common Stock | Apr 17, 2018 | M | 2,400 | $6.32 | A | 54,631 | D | |
| Common Stock | Apr 17, 2018 | M | 1,600 | $8.75 | A | 56,231 | D | |
| Common Stock | holding | — | — | — | 375 | I | Self-directed IRA | |
| Common Stock | holding | — | — | — | 375 | I | Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy common stockF1 | $2.95 | Apr 17, 2018 | M | 800 | D | — | Mar 16, 2019 | Common Stock | 800 | 0 | D |
| Option to buy common stockF2 | $6.32 | Apr 17, 2018 | M | 2,400 | D | — | Apr 27, 2022 | Common Stock | 2,400 | 800 | D |
| Option to buy common stockF3 | $8.75 | Apr 17, 2018 | M | 1,600 | D | — | Feb 17, 2024 | Common Stock | 1,600 | 1,600 | D |
Explanation of responses
- F1Exercisable in four (4) equal annual installments beginning March 16, 2012.
- F2Exercisable in four (4) equal annual installments beginning April 28, 2015.
- F3Stock options will vest in four equal annual installments beginning on February 17, 2017.