SEC Form 4 · accession 0001437749-18-003051
PLUMAS BANCORP · PLBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald W Fletcher
Director
Period of report
Feb 21, 2018
Accepted (ET)
Feb 22, 2018 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | M | 1,600 | $8.75 | A | 34,209 | I | Fletcher Family Revocable Trust |
| Common Stock | Feb 21, 2018 | M | 2,400 | $6.32 | A | 36,609 | I | Fletcher Family Revocable Trust |
| Common Stock | Feb 22, 2018 | M | 800 | $2.95 | A | 37,409 | I | Fletcher Family Revocable Trust |
| Common Stock | Feb 21, 2018 | F | 1,196 | $24.40 | D | 36,213 | I | Fletcher Family Revocable Trust |
| Common Stock | holding | — | — | — | 45 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy common stockF1 | $8.75 | Feb 21, 2018 | M | 1,600 | D | — | Feb 16, 2024 | Common Stock | 1,600 | 1,600 | D |
| Option to buy common stockF2 | $6.32 | Feb 21, 2018 | M | 2,400 | D | — | Apr 27, 2022 | Common Stock | 2,400 | 800 | D |
| Option to buy common stock | $2.95 | Feb 22, 2018 | M | 800 | D | Mar 16, 2015 | Mar 16, 2019 | Common Stock | 800 | 0 | D |
Explanation of responses
- F1Stock options will vest in four equal annual installments beginning on February 17, 2017.
- F2Exercisable in four (4) equal annual installments beginning April 28, 2015