SEC Form 4 · accession 0001437749-17-002860
PLUMAS BANCORP · PLBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M. Coldani
Director
Period of report
Feb 21, 2017
Accepted (ET)
Feb 21, 2017 · 2:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | M | 1,600 | $6.32 | A | 8,513 | I | Family Trust |
| Common Stock | Feb 21, 2017 | M | 800 | $8.75 | A | 9,313 | I | Family Trust |
| Common Stock | holding | — | — | — | 780 | I | Spouse IRA | |
| Common Stock | holding | — | — | — | 3,883 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy common stockF1 | $6.32 | Feb 21, 2017 | M | 1,600 | D | — | Apr 28, 2022 | Common Stock | 1,600 | 1,600 | D |
| Option to buy common stockF2 | $8.75 | Feb 21, 2017 | M | 800 | D | — | Feb 17, 2024 | Common Stock | 800 | 2,400 | D |
Explanation of responses
- F1Exercisable in four (4) equal annual installments beginning April 28, 2015
- F2Exercisable in four (4) equal annual installments beginning 02/17/2017