SEC Form 4 · accession 0001437749-17-000864
PLUMAS BANCORP · PLBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvin G Blickenstaff
Other
Period of report
Jan 18, 2017
Accepted (ET)
Jan 19, 2017 · 12:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 18, 2017 | M | 1,600 | $6.32 | A | 71,202 | I | Blickenstaff Family Trust |
| Common Stock | Jan 18, 2017 | M | 800 | $2.95 | A | 72,002 | I | Blickenstaff Family Trust |
| Common Stock | Jan 18, 2017 | F | 615 | $16.45 | D | 71,387 | I | Blickenstaff Family Trust |
| Common Stock | holding | — | — | — | 5,191 | D | ||
| Common Stock | holding | — | — | — | 2,851 | I | Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy common stock | $2.95 | Jan 18, 2017 | M | 800 | D | Mar 16, 2015 | Mar 31, 2017 | Common Stock | 800 | 0 | D |
| Option to buy common stock | $6.32 | Jan 18, 2017 | M | 800 | D | Apr 28, 2015 | Apr 27, 2022 | Common Stock | 800 | 800 | D |
| Option to buy common stock | $6.32 | Jan 18, 2017 | M | 800 | D | Apr 28, 2016 | Apr 27, 2022 | Common Stock | 800 | 0 | D |