SEC Form 4 · accession 0001437749-16-040509
PLUMAS BANCORP · PLBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Ryback
Officer — President and CEO · Director
Period of report
Oct 28, 2016
Accepted (ET)
Oct 28, 2016 · 1:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2016 | M | 1,200 | $6.32 | A | 18,800 | D | |
| Common StockF2 | holding | — | — | — | 24,312 | I | 401k | |
| Common Stock | holding | — | — | — | 1,200 | I | ITF minor children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy common stockF1 | $6.32 | Oct 28, 2016 | M | 1,200 | D | — | Apr 28, 2022 | Common Stock | 1,200 | 9,600 | D |
Explanation of responses
- F1Exercisable in four (4) equal annual installments beginning April 28, 2015.
- F2An increase of 1,318 from previous report on Form 4