SEC Form 4 · accession 0001437749-16-038315
PLUMAS BANCORP · PLBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J McClintock
Director
Period of report
Sep 2, 2016
Accepted (ET)
Sep 2, 2016 · 7:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2016 | M | 800 | $6.32 | A | 800 | D | |
| Common Stock | holding | — | — | — | 47,058 | I | Family Trust | |
| Common Stock | holding | — | — | — | 42,098 | I | SEP | |
| Common Stock | holding | — | — | — | 1,000 | I | Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy common stockF1 | $6.32 | Sep 2, 2016 | M | 800 | D | — | Apr 27, 2022 | Common Stock | 800 | 1,600 | D |
Explanation of responses
- F1Exercisable in four (4) equal annual installments beginning April 28, 2015.