SEC Form 4 · accession 0001437749-15-021129
PLUMAS BANCORP · PLBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J McClintock
Director
Period of report
Nov 17, 2015
Accepted (ET)
Nov 18, 2015 · 2:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2015 | M | 3,200 | $2.95 | A | 46,258 | I | Family Trust |
| Common Stock | Nov 17, 2015 | M | 800 | $6.32 | A | 47,058 | I | Family Trust |
| Common Stock | holding | — | — | — | 39,098 | I | SEP | |
| Common Stock | holding | — | — | — | 1,000 | I | Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy common stockF1 | $2.95 | Nov 17, 2015 | M | 3,200 | D | — | Mar 16, 2019 | Common Stock | 3,200 | 0 | D |
| Option to buy common stockF2 | $6.32 | Nov 17, 2015 | M | 800 | D | — | Apr 27, 2022 | Common Stock | 800 | 2,400 | D |
Explanation of responses
- F1Exercisable in four (4) equal annual installments beginning March 16, 2012.
- F2Exercisable in four (4) equal annual installments beginning April 28, 2015.