SEC Form 4 · accession 0001437749-15-009480
PLUMAS BANCORP · PLBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Monetta Rose Dembosz
Officer — EVP and Manager of Operations
Period of report
May 7, 2015
Accepted (ET)
May 8, 2015 · 2:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 7, 2015 | F | 3,407 | $9.35 | D | 952 | D | |
| Common Stock | May 7, 2015 | M | 10,800 | $2.95 | A | 11,752 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy common stockF1 | $2.95 | May 7, 2015 | M | 10,800 | D | — | Mar 16, 2019 | Common Stock | 10,800 | 3,600 | D |
Explanation of responses
- F1Exercisable in four (4) equal annual installments beginning March 16, 2012.