SEC Form 3 · accession 0001449374-16-000141
ULURU Inc. · ULUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Ivan Sacks
10% Owner · Other
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 16,025,245 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy) | $0.0871 | holding | — | — | — | Mar 30, 2016 | Mar 30, 2021 | Common Stock | 14,025,245 | — | D |
Remarks
Remark: Michael I. Sacks, Bradley J. Sacks and Centric Capital Ventures LLP may be deemed to be members of a "group" within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934.