SEC Form 4 · accession 0001168213-16-000089
AEROPOSTALE INC · AROPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julian Geiger
Officer — CEO · Director
Period of report
Jan 12, 2016
Accepted (ET)
Jan 14, 2016 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168213
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F3,F4,F2 | $3.17 | Jan 12, 2016 | J | 333,334 | D | — | Mar 26, 2022 | Common Stock | 333,334 | 3,076,666 | D |
| Stock OptionsF1,F3,F4,F2 | $3.24 | Jan 12, 2016 | J | 666,666 | D | — | Aug 18, 2021 | Common Stock | 666,666 | 2,410,000 | D |
Explanation of responses
- F1The Reporting Person irrevocably relinquished stock options of the Issuer on January 12, 2016. The transaction represents the cancellation of these stock options on the date the Reporting Person relinquished them.
- F2The stock options of the Issuer that were relinquished by the Reporting Person on January 12, 2016 would have vested on August 18, 2017.
- F3Upon surrender of the stock options by the Reporting Person, these stock options were cancelled.
- F4Included in these derivative securities are 2,500 options that vested on May 23, 2015, 1,066,667 options that vested on August 18, 2015, 2,500 options that vest on May 23, 2016, 1,166,667 options that vest on August 18, 2016, 2,500 options that vest on May 23, 2017, 166,666 options that vest on August 18, 2017 and 2,500 options that vest on May 23, 2018.