SEC Form 4 · accession 0001168213-16-000086
AEROPOSTALE INC · AROPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Jo Pile
Officer — EVP - Customer Engagement
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | M | 127,336 | $0.28 | A | 226,474 | D | |
| Common Stock | Dec 31, 2015 | F | 47,077 | $0.28 | D | 179,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Dec 31, 2015 | M | 86,520 | D | — | — | Common Stock | 86,520 | 0 | D |
| Restricted Stock Units (Cash Settled)F1,F3 | — | Dec 31, 2015 | M | 40,816 | D | — | — | Common Stock | 40,816 | 0 | D |
Explanation of responses
- F1Represents restricted stock units of the Issuer that were converted into the Issuer's common stock on a one-to-one basis.
- F2Pursuant to a previous election by the Reporting Person, this sale of common stock was made for the purpose of satisfying the Reporting Person's tax liability relating to the vesting of restricted stock units of the Issuer's common stock.
- F3Represents all restricted stock units of the Issuer that vested.