SEC Form 4 · accession 0001168213-15-000060
AEROPOSTALE INC · AROPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent A Kleeberger
Director
Period of report
Aug 13, 2015
Accepted (ET)
Aug 14, 2015 · 1:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2015 | A | 73,944 | $0.00 | A | 73,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2 | $1.42 | Aug 13, 2015 | A | 10,000 | A | — | Aug 13, 2023 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1These are restricted shares of the Issuer's common stock which are granted to board members upon their appointment to the Board of Directors as part of our Board's compensation program. These restricted shares vest on August 13, 2016.
- F2These options vest at 25% per year over four years from a grant date of August 13, 2015.