SEC Form 4 · accession 0001168213-15-000033
AEROPOSTALE INC · AROPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc D Miller
Officer — EVP - COO
Period of report
Apr 10, 2015
Accepted (ET)
Apr 14, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 10, 2015 | M | 38,265 | $3.43 | A | 144,269 | D | |
| Common StockF2 | Apr 10, 2015 | F | 14,147 | $3.43 | D | 130,122 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Apr 10, 2015 | M | 38,265 | D | — | — | Common Stock | 38,265 | 37,500 | D |
Explanation of responses
- F1Represents restricted stock units of the Issuer that were converted into the Issuer's common stock on a one-to-one basis.
- F2Included in these shares are 73,530 restricted shares of common stock that vest on March 29, 2016.
- F3Pursuant to a previous election by the Reporting Person, this sale of common stock was made for the purpose of satisfying the Reporting Person's tax liability relating to the vesting of restricted stock units of the Issuer's Common Stock.
- F4Represents all restricted stock units of the Issuer that vested.