SEC Form 4 · accession 0001168213-15-000005
AEROPOSTALE INC · AROPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara Pindar
Officer — Sr VP - Planning & Allocation
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2015 | M | 33,794 | — | A | 75,534 | D | |
| Common Stock | Feb 13, 2015 | F | 12,495 | $3.63 | D | 63,039 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 13, 2015 | M | 33,794 | D | — | — | Common Stock | 33,794 | 0 | D |
Explanation of responses
- F1Represents restricted stock units of the Issuer that were converted into the Issuer's common stock on a one-to-one basis.
- F2Pursuant to a previous election by the Reporting Person, this sale of Common Stock was made for the purpose of satisfying the Reporting Person's tax liability relating to the vesting of restricted stock units of the issuer's Common Stock.
- F3Represents all restricted stock units of the Issuer that vested.