SEC Form 4 · accession 0001104659-15-056645

AEROPOSTALE INC · AROPQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Jun 24, 2015

Accepted (ET)

Aug 5, 2015 · 7:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001168213

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 25, 2015	P	360,000	$1.62	A	2,453,300	I	See Footnote
Common Stock^F1	Jun 25, 2015	P	21,559	$1.62	A	2,474,859	I	See Footnote
Common Stock^F1	Jun 29, 2015	P	9,636	$1.65	A	2,484,495	I	See Footnote
Common Stock^F1	Jun 30, 2015	P	50,000	$1.80	A	2,534,495	I	See Footnote
Common Stock^F1	Jul 6, 2015	P	20,000	$1.75	A	2,554,495	I	See Footnote
Common Stock^F1	Jul 7, 2015	P	20,000	$1.86	A	2,574,495	I	See Footnote
Common Stock^F1	Jul 8, 2015	P	20,000	$1.88	A	2,594,495	I	See Footnote
Common Stock^F1	Jul 9, 2015	P	20,000	$1.74	A	2,614,495	I	See Footnote
Common Stock^F1	Jul 10, 2015	P	20,000	$1.74	A	2,634,495	I	See Footnote
Common Stock^F1	Jul 20, 2015	P	48,300	$1.54	A	2,682,795	I	See Footnote
Common Stock^F1	Jul 20, 2015	S	2,000,000	$1.55	D	682,795	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1,F2	$2.50	Jun 24, 2015	P	500,000	A	—	Oct 16, 2015	Common Stock	500,000	11,910,000	I
Stock Option (Right to Buy)^F1,F2	$1.00	Jul 17, 2015	P	3,500,000	A	—	Jan 20, 2017	Common Stock	3,500,000	14,410,000	I

F1Represents shares of the Issuer's Common Stock ("Shares") and call options that represent the right to buy Shares, as applicable, directly owned by Aria Master Fund Ltd. (the "Master Fund"), Aria Partners LP (the "LP Fund"), and certain third party accounts managed by Aria Partners GP LLC (the "Accounts"). The Reporting Person is (i) the General Partner of the Master Fund and the LP Fund and (ii) investment manager to the Master Fund, the LP Fund and the Accounts. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.
F2The securities are currently exercisable.