SEC Form 4 · accession 0001246360-18-002631
CIMAREX ENERGY CO · XEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Albi
Officer — Executive VP, COO · Director
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2018 | A | 19,894 | $0.00 | A | 128,628 | D | |
| Common StockF2 | Dec 6, 2018 | A | 16,619 | $0.00 | A | 145,247 | D | |
| Common Stock | Dec 9, 2018 | J | 14,194 | $0.00 | A | 43,607 | I | By Trust |
| Common StockF3 | Dec 9, 2018 | F | 11,144 | $75.22 | D | 134,103 | D | |
| Common StockF4 | Dec 9, 2018 | J | 11,385 | $75.22 | D | 122,718 | D | |
| Common StockF5,F6 | Dec 9, 2018 | J | 14,194 | $0.00 | D | 108,524 | D | |
| Common Stock | holding | — | — | — | 800 | I | By IRA | |
| Common Stock | holding | — | — | — | 368 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of restricted stock that will vest in its entirety on December 1, 2021 provided that the reporting person remains in the continuous employment of Cimarex through that date.
- F2Represents a performance award of restricted stock that is subject to the satisfaction of certain performance criteria through December 1, 2021 provided that the reporting person remains in continuous employment with Cimarex through that date
- F3Relates to performance award with a vesting date of 12/9/2018. Represents shares vested but withheld for taxes as permitted by the award agreement.
- F4Represents shares forfeited pursuant to performance conditions under a Performance Award Agreement.
- F5Represents 12/9/2018 vested shares, which upon vesting were transferred to a trust.
- F6The amount of securities beneficially owned as reported in column 5 includes 19,894 shares of restricted stock subject to service-based vesting and 88,630 shares subject to service-based vesting and the satisfaction of certain performance criteria.