SEC Form 4 · accession 0001246360-18-002004
CIMAREX ENERGY CO · XEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans Helmerich
Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 9, 2018 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Aug 9, 2018 | G | 10,000 | $0.00 | A | 10,000 | I | Saddleridge, LLC |
| Common StockF4 | Aug 9, 2018 | G | 10,000 | $0.00 | D | 43,903 | I | Trustee, 1993 Hans Helmerich Trust |
| Common StockF1 | holding | — | — | — | 13,605 | D | ||
| Common StockF2 | holding | — | — | — | 11,450 | I | By Wife | |
| Common Stock | holding | — | — | — | 1,062 | I | Co-Manager of Helmerich Grandchildren LLC | |
| Common Stock | holding | — | — | — | 7,865 | I | Trustee of Family Trust | |
| Common Stock | holding | — | — | — | 36,430 | I | Co-Trustee of The Helmerich Trust (fka Co-Trustee of The Helmerich Foundation) | |
| Common Stock | holding | — | — | — | 325,000 | I | Peggy Helmerich QTIP Trust (fka Trustee of Estate of W.H. Helmerich III) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2,788 shares of restricted stock subject to service-based vesting.
- F2Mr. Helmerich disclaims beneficial ownership of these shares.
- F3Represents a gift for estate planning purposes. The Reporting Person owns 99% and his wife owns 1% of Saddleridge, LLC.
- F4Represents a gift for estate planning purposes. The Reporting Person owns 99% and his wife owns 1% of Saddleridge, LLC.