SEC Form 4 · accession 0001246360-17-003260
CIMAREX ENERGY CO · XEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Albi
Officer — Executive VP, COO · Director
Period of report
Dec 7, 2017
Accepted (ET)
Dec 11, 2017 · 9:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2017 | A | 38,006 | $0.00 | A | 150,472 | D | |
| Common Stock | Dec 10, 2017 | J | 22,296 | $0.00 | A | 34,163 | I | By Trust |
| Common StockF2 | Dec 10, 2017 | F | 19,442 | $111.90 | D | 131,030 | D | |
| Common StockF3,F4 | Dec 10, 2017 | J | 22,296 | $0.00 | D | 108,734 | D | |
| Common Stock | holding | — | — | — | 800 | I | By IRA | |
| Common Stock | holding | — | — | — | 311 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a performance award of restricted stock that is subject to three-year cliff vesting ending on 12/1/2020 and the satisfaction of certain performance criteria.
- F2Relates to performance award with a vesting date of 12/10/2017. Represents shares vested but withheld for taxes as permitted by the award agreement.
- F3Represents 12/10/2017 vested shares, which upon vesting were transferred to a trust.
- F4The amount of shares reported in column 5 as beneficially owned represent shares subject to service-based vesting and the satisfaction of certain performance criteria.