SEC Form 4 · accession 0001246360-17-002096
CIMAREX ENERGY CO · XEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans Helmerich
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 11:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Jun 1, 2017 | A | 1,864 | $0.00 | A | 14,239 | D | |
| Common StockF1 | holding | — | — | — | 50,999 | I | Trustee, 1993 Hans Helmerich Trust | |
| Common StockF2 | holding | — | — | — | 11,450 | I | By Wife | |
| Common Stock | holding | — | — | — | 1,062 | I | Co-Manager of Helmerich Grandchildren LLC | |
| Common Stock | holding | — | — | — | 7,865 | I | Trustee of Family Trust | |
| Common Stock | holding | — | — | — | 40,955 | I | Co-Trustee of The Helmerich Trust (fka Co-Trustee of The Helmerich Foundation) | |
| Common Stock | holding | — | — | — | 325,000 | I | Peggy Helmerich QTIP Trust (fka Trustee of Estate of W.H. Helmerich III) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the change in the form of beneficial ownership of recently vested shares from Direct beneficial ownership to Indirect beneficial ownership.
- F2Mr. Helmerich disclaims beneficial ownership of these shares.
- F3Represents an award of restricted stock that shall vest on the earlier to occur of the termination of the service as a director other than because of removal and May 1, 2018.
- F4The amount of securities beneficially owned as reported in column 5 includes 3,422 shares of restricted stock subject to service-based vesting.