SEC Form 5 · accession 0001246360-17-000280
CIMAREX ENERGY CO · XEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans Helmerich
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 24, 2017 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2016 | G | 1,400 | $0.00 | D | 45,275 | I | Co-Trustee of The Helmerich Trust (fka Co-Trustee of The Helmerich Foundation) |
| Common Stock | Dec 6, 2016 | G | 1,750 | $0.00 | D | 43,525 | I | Co-Trustee of The Helmerich Trust (fka Co-Trustee of The Helmerich Foundation) |
| Common StockF1 | holding | — | — | — | 13,878 | D | ||
| Common Stock | holding | — | — | — | 49,496 | I | Trustee, 1993 Hans Helmerich Trust | |
| Common StockF2 | holding | — | — | — | 11,450 | I | By Wife | |
| Common Stock | holding | — | — | — | 1,062 | I | Co-Manager of Helmerich Grandchildren LLC | |
| Common Stock | holding | — | — | — | 7,865 | I | Trustee of Family Trust | |
| Common Stock | holding | — | — | — | 325,000 | I | Peggy Helmerich QTIP Trust (fka Trustee of Estate of W.H. Helmerich III) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,061 shares of restricted stock subject to service-based vesting.
- F2Mr. Helmerich disclaims beneficial ownership of these shares.