SEC Form 4 · accession 0001246360-16-007514
CIMAREX ENERGY CO · XEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Lambuth
Officer — SVP-Exploration
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2016 | S | 9,769 | $137.4669 | D | 119,459 | D | |
| Common StockF2 | Dec 14, 2016 | S | 6,427 | $138.4461 | D | 113,032 | D | |
| Common StockF3,F4 | Dec 14, 2016 | S | 2,500 | $139.121 | D | 110,532 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 for December 14, 2016 sales is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.9750 to $137.93, inclusive. The reporting person undertakes to provide to Cimarex Energy Co., any security holder of Cimarex Energy Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 for December 14, 2016 sales is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.97 to $138.95, inclusive. The reporting person undertakes to provide to Cimarex Energy Co., any security holder of Cimarex Energy Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 for December 14, 2016 sales is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.99 to $139.54, inclusive. The reporting person undertakes to provide to Cimarex Energy Co., any security holder of Cimarex Energy Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The amount of securities beneficially owned as reported in column 5 includes 4,000 shares of restricted stock subject to service-based vesting and 106,532 shares subject to service-based vesting and the satisfaction of certain performance criteria.