SEC Form 4 · accession 0001246360-16-007455
CIMAREX ENERGY CO · XEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Jorden
Officer — CEO and President · Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 13, 2016 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2016 | J | 32,051 | $0.00 | A | 117,675 | I | By Trust |
| Common StockF1 | Dec 12, 2016 | F | 27,949 | $143.635 | D | 280,880 | D | |
| Common StockF2,F3 | Dec 12, 2016 | J | 32,051 | $0.00 | D | 248,829 | D | |
| Common Stock | holding | — | — | — | 11,560 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Relates to performance award with a vesting date of 12/12/2016. Represents shares vested but withheld for taxes as permitted by the award agreement.
- F2Represents 12/12/2016 vested shares, which upon vesting were transferred to a trust.
- F3The amount of shares reported in column 5 as beneficially owned represent shares subject to service-based vesting and the satisfaction of certain performance criteria.