SEC Form 4 · accession 0001246360-16-006452
CIMAREX ENERGY CO · XEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis Brian Barron
Officer — Sr VP-General Counsel
Period of report
Aug 5, 2016
Accepted (ET)
Aug 8, 2016 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2016 | S | 2,622 | $126.3654 | D | 69,209 | D | |
| Common StockF2,F3 | Aug 5, 2016 | S | 1,170 | $127.2145 | D | 68,039 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 for August 5, 2016 sales is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.810 to $126.740, inclusive. The reporting person undertakes to provide to Cimarex Energy Co., any security holder of Cimarex Energy Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The amount of shares beneficially owned as reported in column 5 includes 58,039 shares of restricted stock subject to service-based vesting and the satisfaction of certain performance criteria.
- F3The price reported in Column 4 for August 5, 2016 sales is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.810 to $127.780, inclusive. The reporting person undertakes to provide to Cimarex Energy Co., any security holder of Cimarex Energy Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.