SEC Form 4 · accession 0001246360-16-006127
CIMAREX ENERGY CO · XEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Dinkins
Other
Period of report
Jun 9, 2016
Accepted (ET)
Jun 10, 2016 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2016 | J | 13,136 | $0.00 | A | 16,713 | I | Richard & Anna Dinkins Liv Tr |
| Common StockF1 | Jun 9, 2016 | F | 11,234 | $121.115 | D | 40,852 | D | |
| Common StockF2 | Jun 9, 2016 | J | 3,345 | $0.00 | D | 37,507 | D | |
| Common StockF3,F4 | Jun 9, 2016 | J | 13,136 | $0.00 | D | 24,371 | D | |
| Common Stock | holding | — | — | — | 60 | I | By IRA | |
| Common Stock | holding | — | — | — | 2,216 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares vested but withheld for taxes as permitted by the award agreement.
- F2These shares were forfeited upon the retirement of Mr. Dinkins on June 1, 2016.
- F3The amount of shares reported in column 5 as beneficially owned represent shares subject to service-based vesting and the satisfaction of certain performance criteria.
- F4Represents 6/9/2016 accelerated vested shares, which upon vesting were transferred to a trust.