SEC Form 4 · accession 0001246360-16-005011
CIMAREX ENERGY CO · XEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Albi
Officer — Executive VP, COO · Director
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2016 | S | 2,000 | $95.2388 | D | 29,093 | I | By Trust |
| Common StockF2 | Mar 9, 2016 | S | 1,500 | $92.5681 | D | 27,593 | I | By Trust |
| Common StockF1 | holding | — | — | — | 118,461 | D | ||
| Common Stock | holding | — | — | — | 800 | I | By IRA | |
| Common Stock | holding | — | — | — | 282 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares subject to service-based vesting and the satisfaction of certain performance criteria.
- F2The price reported in Column 4 for March 9, 2016 sales is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.5601 to $92.5900, inclusive. The reporting person undertakes to provide to Cimarex Energy Co., any security holder of Cimarex Energy Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.