SEC Form 4 · accession 0001246360-15-003850
CIMAREX ENERGY CO · XEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans Helmerich
Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 12:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Dec 14, 2015 | S | 25,000 | $102.1724 | D | 325,000 | I | Peggy Helmerich QTIP Trust (fka Trustee of Estate of W.H. Helmerich III) |
| Common StockF1 | holding | — | — | — | 14,166 | D | ||
| Common Stock | holding | — | — | — | 47,655 | I | Trustee, 1993 Hans Helmerich Trust | |
| Common StockF2 | holding | — | — | — | 11,450 | I | By Wife | |
| Common Stock | holding | — | — | — | 1,062 | I | Co-Trustee of Family Trust | |
| Common Stock | holding | — | — | — | 7,865 | I | Trustee of Family Trust | |
| Common Stock | holding | — | — | — | 48,500 | I | Co-Trustee of The Helmerich Trust (fka Co-Trustee of The Helmerich Foundation) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,349 shares of restricted stock subject to service-based vesting.
- F2Mr. Helmerich disclaims beneficial ownership of these shares.
- F3The price reported in Column 4 for December 14, 2015 sales is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.46 to $103.47, inclusive. The reporting person undertakes to provide to Cimarex Energy Co., any security holder of Cimarex Energy Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.