SEC Form 4 · accession 0001246360-15-001196
CIMAREX ENERGY CO · XEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Albi
Officer — Executive VP, COO · Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2015 | M | 15,000 | $55.96 | A | 141,508 | D | |
| Common Stock | Feb 23, 2015 | S | 15,000 | $116.00 | D | 126,508 | D | |
| Common Stock | Feb 25, 2015 | M | 10,000 | $55.96 | A | 136,508 | D | |
| Common StockF1 | Feb 25, 2015 | S | 10,000 | $115.00 | D | 126,508 | D | |
| Common Stock | holding | — | — | — | 800 | I | By IRA | |
| Common Stock | holding | — | — | — | 214 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 50,287 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $55.96 | Feb 23, 2015 | M | 15,000 | D | Sep 30, 2014 | Sep 30, 2018 | Common Stock | 15,000 | 10,000 | D |
| Stock Option | $55.96 | Feb 25, 2015 | M | 10,000 | D | Sep 30, 2014 | Sep 30, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The amount of shares reported in column 5 as beneficially owned represent shares subject to service-based vesting and the satisfaction of certain performance criteria.