SEC Form 4 · accession 0001932352-26-000006

Riot Platforms, Inc. · RIOT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Jul 1, 2026

Accepted (ET)

Jul 6, 2026 · 5:00 pm EDT

Rule 10b5-1 plan

box not checked

Issuer CIK

0001167419

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jul 1, 2026	M	124,823	$0.00	A	428,435	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Jul 1, 2026	M	41,071	D	—	—	Common Stock	41,071	2,074,295	D
Restricted Stock Units^F1,F3	—	Jul 1, 2026	M	83,752	D	—	—	Common Stock	83,752	1,990,543	D

F1Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 13, 2023, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.
F3The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Effective March 1, 2026, Mr. Yee transitioned to a Senior Advisor role.