SEC Form 4 · accession 0001493152-17-000136
Riot Platforms, Inc. · RIOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry C Honig
10% Owner
Period of report
Jan 4, 2017
Accepted (ET)
Jan 4, 2017 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001167419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2017 | P | 4,000 | $4.22 | A | 443,585 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by GRQ Consultants, Inc. 401K ("401K"). The Reporting Person is the trustee of 401K and in such capacity holds voting and dispositive power over the securities held by such entity.