SEC Form 4 · accession 0001140361-18-014850
Riot Platforms, Inc. · RIOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Remo Mancini
Director
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001167419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 21, 2018 | A | 7,500 | $0.00 | A | 52,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 6 equal monthly installments, beginning on the one month anniversary of the date of issuance.
- F2Includes restricted stock award of 45,000 shares granted on February 23, 2018, 50% of which vested on the date of grant and 50% of which will vest six months from the date of grant.