SEC Form 4 · accession 0001140361-18-014848
Riot Platforms, Inc. · RIOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Kaplan
Director
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001167419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 21, 2018 | A | 7,500 | $0.00 | A | 29,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 6 equal monthly installments, beginning on the one month anniversary of the date of issuance.
- F2Includes restricted stock award made August 21, 2017 of 10,000 shares shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance, and restricted stock award of 12,000 shares made on May 5, 2017, which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance.