SEC Form 3 · accession 0001140361-18-004216
Riot Platforms, Inc. · RIOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Stefan Robertsen
Officer — President of subsidiary
Period of report
Jan 7, 2018
Accepted (ET)
Jan 31, 2018 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001167419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 35,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock award under the Riot Blockchain, Inc. Equity Incentive Plan granted in connection with the Reporting Person's appointment as President of Digital Green Energy Corp., a subsidiary of the Issuer, which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance.
Remarks
Mr. Robertsen is the President of the Issuer's subsidiary Digital Green Energy Corp.