SEC Form 4 · accession 0001140361-17-047827
Riot Platforms, Inc. · RIOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R. O'Rourke III
Officer — President, CEO, Chairman · Director
Period of report
Dec 29, 2017
Accepted (ET)
Dec 29, 2017 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001167419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2017 | S | 19,583 | $28.45 | D | 39,500 | D | |
| Common StockF2 | Dec 29, 2017 | S | 10,800 | $28.90 | D | 12,500 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares vested or to be vested within 60 days.
- F2Held by ATG Capital LLC ("ATG"). Reporting Person is the managing member and sole beneficiary of ATG and in such capacity holds voting and dispositive power over the securities held by ATG.