SEC Form 4 · accession 0001140361-16-088611
Riot Platforms, Inc. · RIOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Martin Beeghley
Director
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001167419
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.00 | Nov 30, 2016 | A | 14,000 | A | — | Nov 30, 2026 | Common Stock | 14,000 | 14,000 | D |
| Stock Option (Right to Buy)F2 | $3.00 | Nov 30, 2016 | A | 2,333 | A | — | Nov 30, 2026 | Common Stock | 2,333 | 2,333 | D |
Explanation of responses
- F1Options to purchase 14,000 shares of common stock shall become exercisable on each of the first, second and third anniversaries of the date of grant.
- F2Options to purchase 2,333 shares of common stock are vested on the date of grant.