SEC Form 4 · accession 0001140361-16-080625
Riot Platforms, Inc. · RIOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J. Whitcomb
Officer — Senior Vice President
Period of report
Sep 21, 2016
Accepted (ET)
Sep 23, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001167419
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.78 | Sep 21, 2016 | A | 35,000 | A | — | Sep 21, 2026 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1The first 50% vests on the six-month anniversary of the date of grant and then ratably over the next six fiscal quarters.