SEC Form 4 · accession 0001140361-16-064642
Riot Platforms, Inc. · RIOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Alaric Williams
Director
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001167419
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.89 | May 9, 2016 | A | 14,000 | A | — | May 9, 2026 | Common Stock | 14,000 | 14,000 | D |
Explanation of responses
- F1The option vests 50% on the date of grant and 25% on each of July 1, 2016 and October 1, 2016.