SEC Form 4 · accession 0001140361-16-064628
Riot Platforms, Inc. · RIOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey McGonegal
Officer — Chief Financial Officer
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001167419
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.89 | May 9, 2016 | A | 42,000 | A | — | May 9, 2026 | Common Stock | 42,000 | 42,000 | D |
Explanation of responses
- F150% of the stock options vest on the six month anniversary of the date of grant, with the balance vesting on the first anniversary of the date of grant. Subject to acceleration of vesting upon a change in control.