SEC Form 4 · accession 0001140361-15-001775
Riot Platforms, Inc. · RIOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Welch
Director
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001167419
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.89 | Jan 12, 2015 | A | 53,000 | A | — | Jan 12, 2025 | Common Stock | 53,000 | 53,000 | D |
Explanation of responses
- F1The option vests 25% on each of January 12, 2015, April 1, 2015, July 1, 2015 and October 1, 2015.