SEC Form 4 · accession 0001166928-19-000013
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David D Nelson
Officer — CEO & PRESIDENT · Director
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 20, 2019 | L | 383 | $22.95 | A | 88,877 | D | |
| COMMON STOCKF2 | holding | — | — | — | 39,084 | I | By Katherine A. Nelson Rev Trust | |
| COMMON STOCKF3 | holding | — | — | — | 204 | I | By Natalie Ann Nelson Roth IRA | |
| COMMON STOCKF4 | holding | — | — | — | 23,383 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired pursuant to reinvestment of dividends received into purchases of new shares.
- F2The reporting person no longer has a reportable beneficial interest in 440 shares of West Bancorporation, Inc. common stock owned by Nicholas Robert Nelson Roth IRA and included in the reporting person's prior ownership reports.
- F32 shares acquired pursuant to reinvestment of dividends received into purchases of new shares.
- F4218 shares were acquired pursuant to dividend reinvestment purchases in the employee savings plan 401(k) during the period October 1, 2018 through December 31, 2018.