SEC Form 5 · accession 0001166928-19-000010
WEST BANCORPORATION INC · WTBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Noyce
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 1, 2019 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 8, 2018 | G | 100 | $0.00 | D | 2,800 | I | By Shelley Noyce Rev Trust |
| COMMON STOCKF1 | holding | — | — | — | 11,088 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Form 5 filed on February 2, 2018 for the reporting person mistakenly indicated that 100 shares of WTBA common stock were gifted from the reporting person's direct holdings, but the shares were gifted by the reporting person's revocable trust. The share totals have been adjusted to reflect the gift of 100 shares from the reporting person's revocable trust.